for Philosophy and Phenomenological Research
Commentary on John Dupré’s Human Nature and the
Limits of Science
Daniel C. Dennett
March 6, 2004
Holding a mirror up to Dupré
Suppose
we discovered that all the women in the
Slobbovian culture exhibit a strong preference for blue-handled knives and
red-handled forks. They would rather starve than eat with utensils of the wrong
color. We’d be rightly puzzled, and eager to find an explanation. ‘Well,” these
women tell us, “blue-handled knives are snazzier, you know. And just look at
them: these red-handled forks are, well, just plain beautiful!” This should not satisfy us. Why do
they say this? Their answers may make sense to them, and even to us, once we’ve
managed to insert ourselves to some degree into their culture, but that is not
the end of it. We want to know why there
is a culture with such apparently arbitrary and unmotivated preferences. To us
outsiders, the need for an answer stands out, even if the Slobbovians
themselves think their answers are self-evident and quite satisfying.
Similarly, we may think it is just obvious that laughter (as opposed to, say,
scratching one’s ear or belching) is the appropriate response to humor. Why are
some female shapes sexy and others not? Isn’t it obvious? Just look at them! But that is not the end of it. The
universalities, regularities and trends in our responses to the world do indeed
guarantee, trivially, that they are part of
“human nature,” but that still leaves the question of why. Something
must pay for these extravagant features. What? To answer, we need to adopt an
evolutionary point of view, which encourages us to look at all aspects of human
nature from the sort of alien, Martian perspective that science thrives on.[1] This perspective, self-consciously objective
and bristling with hooks for attachment to the rest of science, is anathema to John Dupré. It reeks of
“reductionism” and “scientism” and “economism” (about which more later). He
wants to preserve and even privilege the traditional “explanations” of such
features of human nature, not just as part of the story (which they surely are)
but as a part that excuses us from hunting for deeper, unifying explanations of
the same features. Wittgenstein famously said that explanation has to stop
somewhere, and Dupré seems to want it to stop just before these curiously invasive
evolutionary questions get posed.
The fundamental error with the programmes that I have
criticized in this book is the belief, explicit or implicit, that there is some
fundamental perspective that will enable us to understand why people do what they
do. It hardly needs insisting upon that it is important that humans evolved and
have common ancestors with the other creatures we find around us. And nothing
could be more important to us than the organization of society and of the
labour of individuals in society in such as way as to provide us with a good
deal of what we need and want; no doubt economics has something to tell us
about such questions. These are important fragments of the picture that we, the
uniquely self-reflective animals, have spent the last few millennia trying to
put together. But they are fragments, and trying to make one or even a few such
fragments stand for the whole presents us with a deformed image of ourselves.
(p183)
Aside
from the lip service paid in this passage, Dupré gives us no examples of
evolutionary explanations that are
“important fragments” of which he actually approves. If evolutionary
thinking has any role at all to play in the understanding of human nature, it
is left unexamined and unheralded in this book. Human Nature and the Limits
of Science is an unrelenting attack on evolutionary psychologists and other
thinkers, such as myself, who have defended taking an evolutionary perspective
on human nature and human culture. The multiple commentaries of this journal
invites a division of labor; I will
concentrate on Dupré’s reactions (and curious non-reactions) to my work and
leave others the task of commenting on the rest of his criticisms and
proposals. I found few if any serious arguments in this book. Instead I found a
veritable museum of rhetorical ploys, so the first part of my commentary will
be a catalogue of these specimens. In each case I will provide one or two
examples.
I
1. Refutation
by ill-defined epithet. Consider the following unenlightening footnote: “In
parallel with my use of the term ‘scientism’ for the view that everything can
and should be understood in terms of science (generally quite narrowly
conceived), I use the term ‘economism’ to refer to the application of economic
thought beyond its original home in the theory of the production and
distribution of commodities.”(p50n) One might suppose, given this minimalist
account of economism, that Darwin’s importation of Malthusian ideas into
biology would be a prime example of this fallacy. Shame on Darwin? Hardly. I am
inspired by Dupré’s example to offer a parallel definition of my own: feministism, the application of
feminist thought beyond its original home. Dupré commits many sins of
feministism. Ah, but are they sins?
That’s what needs to be established, not presupposed. Note that his
definition of scientism is also ill-defined. It yields a fallacy so extreme
that probably nobody has ever espoused it. Does anybody think that everything
can and should be understood in terms of science? A more measured definition
would draw attention to the fact that the brandisher of such an epithet is
obliged to establish, on a case-by-case basis, that the particular application
is a mis-application, not a valuable extension, of scientific thinking, or
economic thinking, or feminist thinking. Lacking such a demonstration, the use
of such terms is mere name-calling. All we can tell from this book is that
scientism is any extension of scientific thought that Dupré doesn’t like. He
speaks of the “complaint that reductionist scientism fails to take proper
account of the cultural determinants of human behaviour” (p37) and says it has
“real philosophical purchase,” but he shirks the task of demonstrating this. He
does not say what the proper limits of scientific thinking are, and the only
common feature I can detect in the examples he gives of scientism is that they
are instances of scientific thinking. Some of them are examples of bad
scientific thinking, but then what is wrong with them is that they are bad
science, not science where science doesn’t belong.
2. Caricature
(three species)
2a.
Simple: “Dennett treats [the Library of Mendel, in
Dennett, 1995] as if it were a representation of every possible organism. But
it is nothing of the kind. . . ”(p28)
Well, the Library of Mendel does represent every possible organism, in
the sense that every possible organism has a genome, which is uniquely
represented therein. That is undeniable. But Dupré is falsely suggesting that I
claim that there is a one-to-one mapping of genomes to organisms; he mentions
the possible fates of identical twins, with different phenotypes but a shared
genome, as if this were news to me or a serious objection to my view. It is not. After introducing the concept of
the Library of Mendel, and defining it as the set of all possible genomes, I
provide a section entitled “The Complex Relation between Genome and Organism,”
in which I go to some lengths to explain such matters. I have just reviewed every mention of the
Library of Mendel in my book and find that none of them presupposes or implies
a one-to-one mapping between possible organisms and possible genomes.
2b. The Gould Two-Step, a
device I described in print some years ago, which was then named by Robert
Trivers (personal correspondence), in honor of its inventor:
In the first stage, you create the strawperson, and
"refute" it (everybody knows that trick). Second (this is the stroke
of genius), you yourself draw attention to the evidence that you have taken the
first step--the evidence that your opponents don't in fact hold the view you
have attributed to them--but interpret these citations as their grudging
concessions to your attack! (Dennett, 1993, p43)
In
Dupré’s variation, you caricature the target, and then note as
“uncharacteristic” the evidence that exposes your caricature. Thus: “In fact,
Dawkins, sensitive to the variety of human mating practices, remarks
uncharacteristically that these suggest ‘that man’s way of life is largely
determined by culture rather than genes.’” (p47-8) and “Buss seems happy, in this case, to provide
an uncharacteristic cultural explanation of these anomalies.” (p53) In other
words, Dawkins and Buss, not being idiots, hold nuanced views that acknowledge
the very points Dupré is making. Now is
their acknowledgment mere lip service? Do they do justice to his points?
Tackling their actual views, with all their caveats duly considered–that’s the
real work that still needs to be done.
2c. Pin
the simple tail on the donkey. When subtle versions of a view are
unobjectionable, concentrate on simplistic views and hammer them. For instance:
“We can now see how massively simplistic is the assumption that genes build
brains.” (p29). But of course. It is his simplification, however. Dupré notes that three essays appeared in Behavioral
and Brain Sciences about ten years ago, one showing that men are attracted
to younger women and women are attracted to older men, one concerning rape as a
sexual strategy, and one documenting the fact that women prefer men of high
status. “Putting the three theses together presents a very simple politics of
class and gender. . .” (p53). So it does, but may one not suspect that the
authors of these three essays are as aware as he is of the complexities? They
didn’t put the three theses together; he did.
In another instance, Dupré disparages “a kind of reductionism” (p72),
but is it a good kind or a bad kind? There are both kinds, I have argued, and although he purports to
criticize my distinction between good and greedy reductionism (p74), I could
not discover there any objections in need of a reply. Indeed, I found more caricature and plenty of
disparagement (‘an intellectual disorder’), so I conclude that he mightily
dislikes my views and hasn’t yet figured out a way to discredit them. Under the
circumstances, he does not get to dismiss something as a kind of reductionism
any more than I get to rebut his view by calling it a kind of feminism. Some
kinds of feminism are excellent.
3. Rebuttal
by eyebrow raising. When evolutionary psychology or sociobiology casts
doubt on some received truth of (some kinds of) feminism, Dupré simply raises
his eyebrows in wonder. Is he challenging these findings? He doesn’t say. For instance, he describes some findings of
Buss as “more surprising” and “somewhat more peculiar,” (p52) but does not
deign to offer any evidence to show that Buss is wrong. “The presupposition
that one could make judgments of this sort on the basis of a line-drawing
already incorporates a view of sexual attraction on which it is perhaps politer
not to dwell.” (p55) Here he is sneering at Buss’s research on men’s
preferences for hip-to-waist ratio. He is apparently unaware of the research on
supernormal stimuli in many species, to cite the most obvious caveat. In
another passage critical of the suggestion that a capacity to rape might have
once been an adaptation for our ancestors, he says “it is not obvious how much
insight into the occurrence of rape in a particular contemporary society all
this provides.” (p25) Well of course it is not obvious. That is why it is
interesting. That is why it requires careful consideration, not just shudders
of disbelief and clucking. Curiously enough, the distinction between rebutting
and clucking seems not to have been grasped by feministicists such as
Dupré. (Cf. “This is a transformation
that Darwin brought about . . . and it is a transformation which, curiously
enough, thinkers such as Dennett seem not to have grasped.” (p79).)
A
variation on eyebrow raising is the super-efficient “said to” move (e.g., p65)
in which this study or that is “said to” have shown something or other that
Dupré clearly doubts. He speaks, for instance, of “Derek Freeman’s claim [sic]
to have refuted the classic [sic] ethnography of Samoa by Margaret Mead”
(p45) and this nicely nails his colors to mast: he sides with the
anthropologists who continue to defend Mead’s reputation while conceding that
her findings were all wrong. Fair enough. Freeman went overboard with ad
hominem attacks on the great lady, but one would never guess from Dupré’s
allusion that Freeman’s refutation stands. As propaganda, this is effective for
rallying the troops, but it doesn’t even begin to be serious criticism. Yet
another variation on this strategy is rebuttal by allusion. For instance,
sociobiological claims about sexual behavior are said to have been “effectively
dismantled” by Fausto-Sterling, who subjects them, we are told, to “trenchant criticism.” I, for one, have not encountered any such
refutations in the pages of Fausto-Sterling, but I suppose we each have our
favorite authorities.
He
counters claims by evolutionary psychologists about women’s preferences for
older men with such complacencies as “It is reported that typical members of
contemporary Western societies watch several hours a day of television, and
this points to an obvious way in which such clichés might affect people’s
assumptions about the normal and the natural.” (p57). Might. I suppose
they might. Why doesn’t he do the research and find out? In this instance as in
others, he is oblivious to the double standard he adopts: cultural hypotheses
like these are deemed worthy rebuttals–even without any data-gathering at
all–to evolutionary alternatives. The fact that he is oblivious to this is
itself one of the most interesting features of the book.
At
another point (p64) he slyly suggests that evolutionary psychologists have not
noticed the tautology that every mating involves both a male and a female, so
there are exactly as many male copulations as female. This is supposed to cast
doubt on various evolutionary theses about typical male promiscuity. “Given
that there is an approximately equal number of heterosexual males and females, the
average number of matings per male and female will also be the same.” But what
is his point? It could still be the case
that, in general, females are not promiscuous maters and males are–by a wide
margin.[2] I suspect
that Dupré has himself overlooked the distinction between the mean and the
median.
4. Insinuation
followed by “I do not deny”. This
occurs again and again. First you insinuate something awful, and then you
largely retract it, leaving only the bad smell behind.
This is sometimes enhanced by an unkept promise to
demonstrate “deep deficiencies” (p13) at some later point in the book. (See
also, e.g., “a largely bankrupt
approach,” p17.) A particularly egregious case in the opening chapter is his
outraged critique of psychopharmacological treatment of Attention Deficit
Disorder, followed near the end of the book with the disclaimer: “I do not
suggest (nor consider myself qualified to suggest) that such responses are
always or generally inappropriate.” (p185). But that is just what he suggested
and meant to suggest. I do not deny
that Dupré has moments of lucidity and argument. I also do not deny that Dupré
occasionally makes a sound criticism of an ill-considered claim by an
evolutionary psychologist.
5. Hooting
at the crap. Sturgeon’s Law–promulgated by the science fiction author,
Ted Sturgeon–says that 90% of everything
is crap.[3] There are
always plenty of bad examples to hoot at; serious criticism begins with taking
the best exemplars of a school and showing what is wrong with them. Dupré,
however, tends to deplore the bad stuff and then mention the good stuff without
really criticizing it, tarring it with guilt by association. In a particularly
devious sidestep, he offers a note of apparently judicious appreciation while
marginalizing (without argument) one of the central theoretical ideas of
sociobiology: the disparity of investment between male and female: “it is fair
to say that it is a story that has provided some insight into the variety of
mating behaviour observed in nature.” (p46). Indeed.
I am
presumably an embarrassment to Dupré since I too criticize some of the
oversimplifications of Tooby and Cosmides and others, and I am not alone.
Evolutionary psychology, inconveniently for Dupré, is actually a robust and
many-faceted school, containing some superb science, some mediocre science, and
some bad science–just like every field.
By the way, I don’t mean by this acknowledgment to concede that Dupré’s
critique of the Thornhills’ work on rape (pp89-92) is justified. The level of
invective he employs in this vicious section might be appropriate if the
charges made were supported by either sound argument or carefully gathered
empirical evidence, but since neither are in sight, the effect is
self-discrediting. For instance, he convicts the Thornhills of defending a
thesis that could be used in bad arguments to support socially malign
conditions: “I leave the reader to
decide whether the man thus stereotyped may also have predictable racial
characteristics.” (p88) In other words, don’t ever say anything that a stupid
racist might be able to (mis-)use. And, to mirror a sentence of his own (p91),
in the interests of politeness it will be best not to pursue explicitly the
extent to which the political consequences of feministicism provide motivations
for its practitioners to pursue it. Those feminists–and they may well be only a
small minority–who continue to applaud politically correct hatchet jobs like
this contribute mightily to the bad reputation that feminism has in many
quarters.
If
part I of my essay strikes the reader as an unhelpful, unanswerable,
uncalled-for attack, I can only acknowledge that my model for all the details
is Dupré’s book. That is my point. This is no way to conduct serious
philosophical disagreement. So much for deploring his rhetoric, then. What
about substantive disagreements? Once
again, I will concentrate on his disagreements with me, leaving the defense of
his other targets to others, and firmly setting aside any insinuation that his
treatment of others is as confused as his treatment of me.
II
Dupré
clearly finds my positions repugnant,
but I find him again and again making claims that I myself have
emphasized.. I will take part of the blame for not making my own positions
clearer over the years, but it seems likely to me that his distaste for positions
such as mine leaves him somewhat blind to their actual resources and powers.
For instance he asserts early on that
“there is not a shred of evidence for the completeness of physics” (p9),
but it is far from clear what he means by this. The only elucidation I could
find did not help: “Many, perhaps all, objects are subject to forces other than
gravitation, and therefore do not behave in accordance with the law of
gravitation.” (p12). Since presumably
“other than” means “in addition to” not “instead of,” I am unable to see how
this helps him. I don’t know any scientists (scientistists?) who deny
the existence of many levels of law and explanation. My own insistence over the
years that the regularities observable from the design stance and intentional
stance are unavailable from the perspective of the physical stance would seem
to be a fairly robust denial of the evil reductionism Dupré imagines, but if it
counts as agreeing with him about the ‘incompleteness’ of physics, I wonder
what his problem with my position is. He
avers that “meaning, that which gives a symbol the capacity to represent, is a normative concept.” (p35), a point I
have been at some pains to make, over and over, for more than thirty years. In
championing culture over genes, he credits Sober, 1994, with the point,
stressed by me since 1974, that rapidly changing environments are inimical to
hard-wired behavioral responses (p38n). When he mounts an attack on my view
about the relation of brains to minds, he does so by reminding us that ‘humans,
at least, have complex languages.” (p33) As the notorious maintainer of the
meme-based view of minds, the idea that with complex language, a whole new
virtual architecture of consciousness is created, this presumably comes as no
news to me.
But this
is all just preamble to his closing chapter on freedom of the will, in which he
tries to show that the “one-sided, reductive pictures of ourselves . . . leave
no room for human autonomy or freedom” (p183). This is, as he notes, “one of the most traditional objections” to
materialistic or mechanistic views such as mine, so it is not as if we haven’t
given it considerable attention. I have felt the need to devote two books to
the topic (1984, 2003), and while my more recent book postdates his own, he offers
no discussion of my attempts in the earlier book to solve the very problems he
brandishes in his closing chapter. (I
will be curious to see what he makes of my more recent book, since it includes
extended arguments against some of the claims advanced in his closing chapter,
though I had not seen it at the time I wrote mine.) He acknowledges that
compatibilist orthodoxy “holds that everything we have any right to want from
freedom of the will can be had in a deterministic world,” (p158) but then he proceeds
to develop his own position in blithe disregard of the compatibilist arguments
that either obviate or resolve his own perplexities. Discussing the waving of
his arm, he notes the importance of
“Facts such as that my friend was leaving and that I thought it polite
to wave to him and wanted to be polite,” (p160) the facts discernible from the
intentional stance, as I would say. He wonders if the compatibilist can
possibly make sense of how these facts play a role alongside “microphysical
antecedent conditions,” and casting his eye swiftly over “putatively
non-reductive physicalist doctrines,” he opines that “there will be no
determinable principles on the basis of which a physical causal process will
give rise to the causal processes at the mental level, and the co-occurrence of
processes at these levels will be something of a mystery.” (p161). Only if you
refuse to consider over thirty years of writing about just how the intentional
stance, the design stance and the physical stance co-exist. Are the intentional stance facts causally
inert? No, he decides at length. “I see no reason why these higher-level wholes
should not have causal properties just as real as those of the lower-level
wholes out of which they are constructed.” (162-3). Neither do I. The indispensability of the intentional
stance both for prediction and explanation has been my message all along, and
the fact that the explanations are causal (and so much the worse for
doctrines of causation such as Kim’s that cannot countenance this) is the main
message of my thought experiment, “Two
Black Boxes,” in Dennett, 1995.
He
later tells us that “humans are fundamentally different from machines in that
they have no controls. Self-control, in
the sense of the absence of external controls, is of course nothing but the
autonomy, or free will, that it was the goal of this chapter to illuminate.”
(p175) What about robots which have been given internal (self-)control systems
(see, e.g., Dennett, 1984, ch3)? Dupré
rejects the idea in a sentence: “Against this model, and as I have argued in
more detail in earlier chapters, I propose that we should recognize that we are
not designed at all, and consequently there is nothing we were designed to do
in any situation.” (p175). Oh. As simple
as that. This might help explain his earlier attacks on evolutionary psychology
and adaptationism; they excuse him from having to consider seriously the
compatibilist perspective that has the resources to address autonomy and
freedom as design features with an evolutionary history and rationale. With no
such “reductionistic” alternatives to combat, the way is cleared for his claims
about microdeterminism and “causal incompleteness.” I confess that am unable to find a coherent
interpretation of these ideas, despite a review of Dupré 1993, in which they
are expounded in more detail. I confess
I also found unpersuasive his proposal that we resurrect Chisholm’s doctrine of
agent causation, especially since it was not accompanied by any consideration
of the wealth of objections which that bit of panicky metaphysics has gathered
over the years.
What
I mainly got from Dupré’s book is an example of the dark side of the principle
of charity: if your hostility to a world view prevents you from taking it
seriously, you will be blind to your own blindness. And as my closing
confessions in the previous paragraph should make clear, I do not view myself
as immune to this disorder. I have tried, and failed, to make sense of a
position that is presented as an antidote of sorts to my own world view. I
shall bear in mind the possibility that I should simply have tried harder. But
every cloud has a silver lining, and I can find some reassurance in his book:
by inadvertently reinventing some of my arguments in favor of the
ineliminability of the intentional stance, and self-control as the key to
autonomy, his diatribes against simplistic versions of materialism show that
there is at least one brand of “reductionist scientism”–mine–that feminists
should take seriously.
Two
final points:
“It
may be, as Richard Dawkins speculates, that the eye developed over aeons of
time from a patch of light-sensitive cells somewhere on the surface of the
body.” (p78). Does Dupré have an alternative to this ‘speculation’? What he has not grasped in this instance is
that reverse engineering is precisely what cuts through the imponderable
and unknowable divagations of history. Reverse engineers don’t have to know
where or when some engineer figured out the function; and they certainly don’t
need to figure out who did it. That’s the beauty of reverse engineering. It
permits one to finesse the unknowable historical details. Dupré shows signs of
not understanding this; he seems to think his remarks on historical
unknowability cast doubt on the method of reverse engineering, when on the
contrary, this very inaccessibility of the details of the history is what makes
reverse engineering such a valuable perspective to adopt. This helps us see that Gould’s frequent hymns
to contingency really were mis-aimed at adaptationism. Dupré says: “These two
importantly historical processes [human evolution and human development] are
involved in the production of individual humans, and the contingency of these
historical processes lies at the heart of the inadequacy of the kind of
reductive science that evolutionary psychology exemplifies.” (p80). This is
just about backwards.
“We share common ancestors with all or most of
the other organisms on the planet. . . . ” (p19). Does Dupré know something I
don’t know, or is this just reflex philosophical hypercaution? I daresay all or
most plane triangles have interior angles summing to two right angles.
References:
Dennett, 1984, Elbow Room: The Varieties of Free
Will Worth Wanting, Cambridge, MA: MIT Press.
---------- 1993, "Confusion over Evolution: an
exchange" (with S.J. Gould), The New York Review of Books, XL,
(1 & 2), p43.
-----------1995, Darwin’s Dangerous Idea. New
York: Simon & Schuster.
-----------2003, Freedom Evolves, New York:
Viking Penguin.
Dupré, John, 1993, The Disorder of Things:
Metaphysical Foundations of the Disunity of Science, Cambridge: Harvard
University Press.
Sober, Elliott, 1994, From a Biological Point of
View, Cambridge: Cambridge Univ. Press.
Endnotes:
[1]. This
evolutionary perspective is not restricted to genes, of course; cultural change
also requires, in the end, an evolutionary perspective. The imagined
Slobbovians’ preferences are no doubt culture-borne, not genetic, but we need
to ask what it is about [some] cultures that supports such apparently
unmotivated regularities. Compare the case of the puzzle about bright–and
apparently ecologically arbitrary–color in many bird species. Runaway sexual
selection provided the key to resolve the “paradox” and we should ask what
features of cultures would support a similar fixation of preference among the
Slobbovians.
[2].Suppose
100 males and 100 females are paired, and there are a total of 500 matings.
Each male mates with his mate, and has 4 extra-pair copulations. So all the
males are four-fold promiscuous. Ninety-five of the females–the Penelopes--mate
only with their mates, for a total of 95 copulations. The other 405 female
copulations are handled by the five Sluts. Mean number of promiscuous female
pairings: 4; median number: 0.
[3]. It seems that Sturgeon was slightly more
decorous in his original formulation in a speech at the World Science Fiction
Convention in Philadelphia, September, 1953:
When people talk about the mystery novel, they mention
The Maltese Falcon and The Big Sleep. When they talk about the
western, they say there's The Way West and Shane. But when they
talk about science fiction, they call it 'that Buck Rogers stuff,' and they say
'ninety percent of science fiction is crud.' Well, they're right. Ninety
percent of science fiction is crud. But then ninety percent of everything is
crud, and it's the ten percent that isn't crud that is important. and the ten
percent of science fiction that isn't crud is as good as or better than
anything being written anywhere.